Transfer Agency Administration and Oversight Quiz 08

Last Updated: June 2024

Table of Contents

Transfer Agency Administration and Oversight
Element 6
Distribution, Front and Ongoing Charges

– Platforms
On completion, the candidate should:

– know the range of investment types that can be offered by platforms

– Agency commission and charging structures
On completion, the candidate should:

– know commonly used charging structures
– know regulation and best practice in relation to the standardisation of commission
– know regulation and best practice in relation to annual management charge rebates

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