The United Arab Emirates Financial Rules and Regulations Quiz 06

Last Updated: June 2024

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The United Arab Emirates Financial Rules and Regulations
2.3.5 know requirements for license applicants in relation , 2.3.6 know record keeping requirements for license applicants (Chapter 4, Article 2, point 22), 3.1.1 know who can establish local funds (Article 4, Resolution No. 01/Chairman of 2023 concerning the Regulation of Investment Funds), 3.1.2 know the requirement for initial approval from the Authority, the need to publish both an offering document and KIID and the process of final approval (Articles 6, 7 & 12, Resolution No. 01/Chairman of 2023 concerning the Regulation of Investment Funds), 3.1.3 know the reporting requirements for local investment funds (Articles 14 & 15, Resolution No. 01/Chairman of 2023 concerning the Regulation of Investment Funds)

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