The United Arab Emirates Financial Rules and Regulations Quiz 02

Last Updated: June 2024

Table of Contents

The United Arab Emirates Financial Rules and Regulations
1.3.1 know the regulations that apply to a securities and commodities market licensed in the UAE (Regulations as to the functioning of the market SCA regulation 2001–3 dated 29 April 2001), 1.4.1 know the terms of the joint-stock companies governance guide, 1.4.2 know the regulations, 1.5.1 know the CISI code of conduct, 1.6.1 know licensing requirements for dealing in securities, 1.6.2 know licensing requirements for dealing in investment

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