Kuwait Rules and Regulations Exam – Quiz 03

Last Updated: June 2024

Table of Contents

CISI Exam Quiz 03 Topics Covers:

know the rules and provisions in relation to mergers
know the rules and provisions in relation to acquisitions
know the disclosure and transparency provisions for
know definitions and obligations relating to: interested persons
know the obligations of listed companies in relation to interested persons
know the definition and responsibilities of an insider
know the responsibilities of listed companies in relation to inside information and insiders
know the application of trading restriction periods
understand what material information is
know the regulations regarding the timing of the disclosure of material information
know general provisions for issuing and offering securities and the information that must be included in an application to issue or offer securities
know general provisions for securities subscriptions
know regulations relating to the announcement and marketing of securities offerings
know obligations relating to the allocation and registration of securities
know general conditions applicable to the issuance of sukuk
know general provisions on the structure of sukuk
know general conditions applicable to the issuance of bonds
know general conditions applicable to the issuance of preferred shares
know conditions relating to preferred shares that are convertible into ordinary shares
know the regulations relating to treasury shares
know the regulations regarding an application for listing
know the regulations regarding continuous obligations on listed securities
know the regulations regarding listing suspensions
know the regulations and conditions regarding listing shares of Kuwaiti shareholding companies and non-Kuwaiti shareholding companies on the Exchange
know the required documents of the listing application for Kuwaiti shareholding companies and non-Kuwaiti companies on the Exchange
know requirements for listing shares of Kuwaiti companies in Exchanges outside the State of Kuwait
know bond and sukuk listing requirements related to: the obligor
listing units of local funds in a non-Kuwaiti Exchange
know general provisions relating to collective investment schemes
know the various forms and types of funds, fund’s capital and participation of the fund manager

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