Combating Financial Crime – Quiz 01

Last Updated: June 2024

Table of Contents

CISI – Combating Financial Crime Quiz 01 is covered –
know the following terms: • financial crime • money laundering • predicate offences • terrorist financing • proliferation financing • fraud • market abuse • bribery and corruption • international financial sanctions • trade and investment sanctions • tax evasion • data protection
know the role and objectives of FATF, its limitations and the legal context of its recommendations
know the role of financial regulators, commissions, and institutions in combating financial crime • European Commission and Supervisory Authorities • Office of Foreign Assets Control (OFAC) • Financial Conduct Authority (FCA) • Office for Financial Sanctions Implementation (OFSI) • Other domestic regulators
know how regulators implement international standards and facilitate cross border cooperation
understand the role and scope of:
• intelligence gathering and analysis
• investigating financial crime
• asset recovery and repatriation
know the role, evolution, and practical application of best practice in CFC and establishing international standards
know the role of the FCA’s financial crime guide
understand the importance of the Joint Money Laundering Steering Group Guidance to UK financial services firms
know the importance of recovery for prevention, deterrence, and justice
know civil and criminal remedies to recovering assets and the implications of freezing orders • criminal confiscation • civil recovery • freezing orders • search orders • disclosure of information orders • tracing • monitoring • unexplained wealth orders

More Post Related To

Continue Reading